Revisiting MiFID II

140.00

  • 6 CPD Hours

The main objective of this seminar to outline the MIFID II requirements on Banks and Investment Firms and to refresh and update participants’ knowledge of MiFID.

The seminar applies to anyone who wishes to obtain an outline of MIFID II requires or for anyone that wishes to refresh their knowledge on the obligation of Banks and Investment firms under this Directive seminar applies to auditors and accountants as well as service providers

Instructor

Olivia Parpa

Olivia Parpa has studied Law at Bristol University and then trained to qualify as a Chartered Accountant with the Institute of Chartered Accountants in England and Wales (ACA). She obtained her practical experience at Langley & Partners in London and then started off her career as a CFO in a private company. She currently the Managing Director of a large financial institution in Cyprus, having also performed the role of the Compliance Officer as of 2009. Her current duties include overseeing the Compliance and Risk function of the financial institution and the application of the money laundering and corporate governance regulations.

Olivia is a long-standing associate of Globaltraining, having delivered lectures for many professional structured courses and seminars. Seminar topics that she has delivered in the past include the role of the Compliance Unit, the Money Laundering Unit and the Risk Unit as well as the application of the Corporate Governance rules of the Cyprus Stock Exchange. ACA courses delivered by Olivia for Globaltraining include Business & Finance, Business Strategy, Law and Case Study. Since the MiFID application in Cyprus 2007, she has been the leading Globaltraining lecturer for the Cyprus Investment Firm Employees’ certification issued by CySEC.

Outline

  • Introduction
  • Client Protection
    • Categorisation
    • Suitability/ Appropriateness
    • Best Execution
    • Client Handling Rules
    • Product Governance
    • Information/ Reporting
  • Venues
  • Orginisational Requirements
    • Governance, The Board and the Committees
    • Remuneration
    • Compliance, Risk and Internal Audit Functions
    • Conflicts of Interests and Personal Transactions
    • Inducements
    • Investment Advice
  • Data Collection
  • Impact

What’s included

  • Pre-Recorded Videos

  • Short Quizzes

  • Seminar notes

  • 24/7 access to our online platform

  • Certificate of Completion

Related seminars