MiFID II: Communication and Marketing Principles
€60.00
- 2 CPD Hours
Participants will gain understanding about
- General principles and information to clients ‘requirements, in accordance with the Law 87(i)2017, CDR 2017/565, ESMA’ relevant Guidelines
- specific requirements for sale and marketing of CFDs in accordance with the product intervention rules
- Requirements for Sales’ staff of the CIFs
- Suggested compliance framework
This seminar is useful for persons involved in the design of the appropriateness and suitability testing, compliance officer and internal auditors, as well as senior management of the CIFs or AIFM authorised to provide non-core MIFID service of discretionary portfolio management and investment advice.
Instructor

Irina Theodoulou
Director of DELFI Corporate Services Ltd. Ms. Irina Theodoulou an FCCA and a MICA member, is also a holder of ICA International Diploma in Governance Risk & Compliance with merit, Advance Professional Competence Certificate with CySEC, ICA International Advance Certificate in Anti Money Laundering with merit, Advance Certificate in Fund Administration and EXIN Certificate in Privacy and Data Protection Foundation.
Mrs Theodoulou is the member of ICPAC, IIA (CY),with on-hands experience and skills in the industry for over 15 years, including experience in practical application and advisory work in relation to the MIFID & AML/CTF legislation for Cyprus and other jurisdictions. She also acts as appointed Internal Auditor and Compliance officer in a number of licensed brokers and fiduciary businesses in Cyprus.
What’s included
Pre-Recorded Videos
Short Quizzes
Seminar notes
24/7 access to our online platform
Certificate of Completion
